Protect your firm. Automate
your compliance solution.

A more efficient and accountable way to manage the CFTC Annual Compliance Review process.


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Put the CCO in the driver’s seat

Prepackaged Rules/Updates

Regulatory obligations are simplified into requirements and automatically updated as rules change.

Optimized Workflow

Manage the certification process using workflow and reporting packages specifically designed for CCOs

Enforce Accountability

Spread personal accountability and identify gaps in compliance from internal rule and policy owner’s with detailed audit trails.

How ACM can help prevent fines

ACM’s workflow management tools and audit trail can help CCOs produce a
rigorous and defensible annual report.

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Who we work with


Futures Commissions Merchants

Swap Dealers


Retail FX Dealers


Proprietary Trading Firms

Hedge Funds

Asset Managers

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(630) 715 – 2709